August 14, 2017

Compliance Statement

As required by the State Auditor’s Office in relation to the Public Funds Investment Act (PFIA):

1. Austin Community College District (ACC) has retained the services of Valley View Consulting, LLC to act as investment advisors to the College. The investment advisors do not have authority to make investment decisions without obtaining prior approval.

     Valley View Consulting, LLC
     2428 Carters Mill Road
     Huddleston, VA 24104-4003

2. ACC does not use soft dollar arrangements, directed brokerage or directed commission, commission recapture, or similar arrangements.

3. ACC is associated with:

     Austin Community College Foundation
     5930 Middle Fiskville Rd., Room 505.0
     Austin, TX 78752
     Stephanie Diina-Dempsey, Executive Director
     Endowment Market Value as of 5/31/17: $6,575,228.00